The SIFMA Foundation for Investor Education, Inc is an independently funded charitable organization.

We acknowledge the following generous industry firms, foundations and institutions:

 

 

Angel Supporters [$100,000 and up]

Ameriprise Financial Services, Inc.

Bank of America

Broadridge Foundation

Broadridge Securities Processing Solutions, LLC

Charles Schwab & Co.

Charles Schwab Foundation

Edward D. Jones & Co., L.P.

Fidelity Brokerage Services LLC

Morgan Stanley

UBS Financial Services

Wells Fargo Bank, N.A.

 

Premium Supporters [$99,999 to $25,000]

Advisor Group

BNY Mellon Corporation

Cboe

Citadel Securities

E*Trade

FINRA

Jefferies, LLC

Merrill Lynch, A Bank of America Company

PNC Financial Services

Raymond James Financial, Inc.

RBC Capital Markets, LLC

SIFMA

Société Générale Corporate & Investment Banking

 

Preferred Supporters [$24,999 to $10,000]

Baird Foundation

BlackRock

BMO Capital Markets GKST Inc.

Cowen and Company, LLC

Credit Agricole Securities (USA) Inc.

D.A. Davidson & Co.

Davis Polk & Wardwell

FHN Financial Securities Corp.

Hartford Funds Distributors, LLC

KPMG LLP

Northern Trust Asset Management

Northwestern Mutual Investment Services, LLC

Options Clearing Corporation

Pershing, A BNY Mellon Company

Putnam Investment Management

State Street Global Markets, LLC

Stifel Foundation Inc

T. Rowe Price Associates, Inc

TD Ameritrade

TIAA-CREF Individual & Institutional Services, LLC

William Blair & Company

 

Blue Chip Supporters [$10,000 and Below]

ABN AMRO Clearing Chicago LLC

ABN AMRO Securities (USA) LLC

ACA Compliance Group

Academy Securities, Inc.

Accenture LLP

Acorns Securities, LLC

Advisors Asset Management, Inc.

Allen & Overy LLP

AmazonSmile

Ankura Capital Advisors, LLC

Annaly Capital Management, Inc.

Aon Securities LLC

Apex Clearing Corporation

Appway Inc.

Arbor Research & Trading, LLC

Asia Pacific Financial Management Group, Inc.

ASL Capital Markets Inc.

Assured Guaranty

Avantax Investment Services, Inc.

BBVA Securities Inc.

Beech Hill Securities, Inc.

Betterment Securities

BIDS Trading L.P.

Bloomberg L.P.

Bloomberg Tradebook LLC

BNY Mellon Investment Management

Boenning & Scattergood, Inc.

Brean Capital, LLC

Broadridge Business Process Outsourcing, LLC

BrokerTec Americas LLC

Brownstone Investment Group, LLC

Build America Mutual Assurance Company

Burch & Company, Inc.

Cadwalader, Wickersham & Taft LLP

CAIS Capital LLC

Canaccord Genuity LLC

Capital Forensics, Inc.

Capital One Financial Corporation

Carty & Company, Inc.

Centennial Securities Company, Inc.

China Renaissance Securities (US) Inc.

CIBC World Markets Corp.

Citizens Capital Markets, Inc.

Clear Street Markets LLC

Clearpool Execution Services, LLC

Cleary Gottlieb Steen & Hamilton LLP

Clifford Chance US LLP

Cognizant

Columbia Threadneedle

Commonwealth Australia Securities LLC

Cormark Securities (USA) Limited

Covington & Burling LLP

Cowen & Company, LLC

Cutter and Company Brokerage, Inc.

Dan Klores Communications

Dash Financial Technologies LLC

Davenport & Company LLC

Dentons US LLP

Depository Trust & Clearing Corporation (DTCC)

DNB Markets, Inc.

Dodge & Cox

DoubleLine Capital LP

Dougherty & Company LLC

Droit Financial Technologies LLC

DST Market Services, LLC

Electronic Transaction Clearing, Inc.

EquiLend LLC

Estrada Hinojosa & Company, Inc.

Euroclear Bank SA/NV

Fieldpoint Private Securities, LLC

Fifth Third Securities, Inc.

First Kentucky Securities Corporation

First Republic Securities Company, LLC

Fiserv Inc

Folio Investments, Inc.

Franklin Templeton Distributors, Inc.

Great American Advisors, Inc.

Guggenheim Partners Investment Management, LLC

Hartfield, Titus & Donnelly, LLC

Haywood Securities (USA) Inc.

Hefren-Tillotson, Inc.

Hennion & Walsh, Inc.

Herndon Plant Oakley, Ltd.

HighTower Securities, LLC

Hornor, Townsend & Kent, Inc.

Hunter Associates LLC

IEX Services LLC

Incapital LLC

Independent Investment Bankers, Corp.

International Assets Advisory, LLC

J.W. Korth & Company

John Hancock Funds, LLC

Jones Day

Keane Financial, LLC

KeyBanc

Kinetix Trading Solutions

Kirkland & Ellis LLP

Latham & Watkins LLP

Latour Trading LLC

LCH

Legal & General Investment Management America Inc.

Liquidnet, Inc.

Loffa Interactive Group

Lowenstein Sandler LLP

Luminex Trading & Analytics LLC

M&A Securities Group, Inc.

Macquarie Capital (USA) Inc.

Matrix Applications, LLC

Mayer Brown LLP

McGuireWoods LLP

Mediant

Millennium Management LLC

MMC Securities LLC

Moloney Securities Co., Inc.

Moore & Van Allen, PLLC

Morrison & Foerster LLP

Murphy & McGonigle, P.C.

nabSecurities, LLC

National Bank of Canada Financial Inc.

NatWest Markets Securities Inc.

Neuberger Berman

Northern Trust Securities, Inc.

Norton Rose Fulbright

n-Tier Financial Services LLC

OpenDoor Securities, LLC

OTC Link LLC

Paul Hastings LLP

Performance Trust Capital Partners, LLC

PIMCO

Prime Clerk LLC

Primerica

Promontory Interfinancial Network, LLC

ProShare Advisors LLC

Puma Capital, LLC

Purrington Moody Weil LLP

Quovo

R.W. Smith & Associates, LLC

Rafferty Asset Management

Regional Brokers, Inc.

Regions Securities LLC

RIMES Technologies Corporation

Robinhood Financial, LLC

Robinson & Robinson, Inc.

Roosevelt & Cross, Incorporated

S&P Dow Jones Indices

Saphyre

Schulte Roth & Zabel LLP

SEBA International

SEI Investments Distribution Co.

Sionic

SIX Financial Information USA Inc.

SmartStream Technologies, Inc.

Smith Moore

Snowden Account Services LLC

SpiderRock EXS, LLC

Standard Chartered Securities North America LLC

StarCompliance

Stash Capital LLC

State Farm VP Management Corp.

Stifel Financial

Sullivan & Cromwell LLP

SumRidge Partners, LLC

SWIFT

Swiss Re Capital Markets Corporation

TD Securities (USA) LLC

Teigland-Hunt LLP

The Huntington Investment Company

Theta Lake, Inc.

Thurston, Springer, Miller, Herd & Titak, Inc.

Total Bank Solutions, LLC

TP ICAP

Trade-PMR Inc.

TradeStation Securities, Inc.

Tradeweb LLC

Tradition Securities and Derivatives Inc.

Transcend Street Solutions

Trumid Financial, LLC

Two Sigma Securities, LLC

UMB Financial Services, Inc.

US Bank

VALIC Financial Advisors, Inc.

Vanguard Brokerage Services

Vision Financial Markets LLC

Viventium

Wachtell, Lipton, Rosen & Katz

WarnerMedia

Wiley Bros.-Aintree Capital, LLC

Willis Securities, Inc.

Wilson Sonsini Goodrich & Rosati

Zanbato Securities LLC

 

We are grateful for the support from the following Individual donors:

Kevin Alexander

Bella Allaire

James Lamont Anderson*

Deb Baker

Matt Ball

Vincent Bartolomeo

Dina Basaca

Michael Battiato

Eddy Bayardelle

Peter Benzie

I. Scott Bieler

Bonnie Bowes

Joseph Brach

Natalie Brathwaite

Jim Breitman

Stacey Brewer

Jeannine Bruin

Kimberly Bryant

Joe Burgoyne

Michael Butler

Patrick Butman

Ricardo Calderon

Tom Carey

Kristopher Carney

Sean Carroll

Claire Carter

Robert Casey

Sriram Chandrasekaran

Ibrahim Chaudry

Sal Chiarelli

Bryan Christian*

William Chrusciel

Deron Cirillo

Cory Claussen

George Close

Glenn Coates

David Cohen

Vanessa Cooksey*

Bertha Coombs

Scott Corcorran

David Cottnair

John Crish

Victoria Cumings

Roger Cuylo

Richard Daly*

Karrie Damm

Chris Daur

Christie Davenport

Philip Davies

Catherine de Lima

Peter Delahunt

Chris Denci

Todd Diganci*

Meaghan Dugan

John Durando

Mary Ellen Tesla

Dana Elwell

Kirk Evangeliou

Robert Fay

Febeo Charitable Fund

Toya Fick

Lorayne Fiorillo

Michael Fiscella

Thomas Franko

Brian and Lisa Fredline

Garani Family Fund

Nav Garodia

Cara Gentile

Michael Goering

Tim Gokey

Susan Gordona

Chris & Tom Guba*

Virginia Guillian

Keagan Healey

Danelle Heathman

Chris Hofmann

David Hopkins

Lisa Hunt*

Samantha Hutchinson

Guy Iaccarino

Jim Iannone

Betty Infantes

Thomas A & Mary S James Foundation

William Jannace

Scott Johnson

Nancy Kahn

Jeff Kalinowski

Jennifer Deluao Kehler

James Kelligrew

Christine Kieffer

Nancy Kim

Kristen Kimmell*

Dan and Mimi Kingsley Fund

Michael Kisber*

James Kostulias

Debbie Kretchmar

Harry Kris

Evan LaHuta*

Nanette Lee

Susan Locke

Jo-Ann Loo

Sean Lynch

Peter Malafronte

Kevin Maloney

Stephen Manning

Anton Marchuk

Chase Martell

Frank Mattalliano

Joseph Matthews

Meredith McDowell

Graeme McEvoy

Gerry McGraw

Julia Moran

Morgan Stanley Employees

M. Mortimer* Fund at Fidelity Charitable

Gleenia Napper

Kayo Naruse

National Foundation for Affordable Housing Solutions - Bernard Beal

Mike Natoli

Erin Nold

Spencer O'Brien

Steve Odierna

Laura Palko

Aimee Downes Papierniak

Charles Patton

Chris Perry

Alex Phillips

George Phipps

Daren Pippio

Rich Policastro

Judson Potter

Pressman Family Foundation

Erica Price

Tom Price

Marty Rogan

Delores Rubin

Claire Santaniello

Mary Beth Schroeder

Henry Schwartz

Nancy Scott

Sapna Sehgal

Mark Shannon

Andy Shapiro

Jason Shirk

Al Shraim

Mary Smith

Susan Starr

Brian Steele

Joan Steinberg*

Sam Stovall

Sundberg Family Fund

John Templeton

Thanh Thai

Lawrence Thomas*

Lizzie & Jonathan M. Tisch - Jewish Communal Fund

Randy Tripp

Tony Tusi

Chris Vaccaro

Andrew Van Degna

Matthew Van Valkenberg

Gerri Walsh

Jeff Weiss

Gail Wichler

Williams* Charitable Fund

Valerie Wilson

Bob Wood

Yvette-Michelle Wynn

Mindy Zamparelli

Tony Zang

 

 

This list includes gifts made during our 2019 Fiscal Year that ran from November 1, 2018 to October 31, 2019. Please contact Jennifer Moore, VP of Development at jmoore@sifma.org with any questions.

*Denotes SIFMA Foundation Board Director